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Withers Regulatory Watch News – December 2014

December 11, 2014

By News Team

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Visit our website Contact us Follow blog Publications Upcoming events Regulatory Watch | December 2014 Welcome to the December issue of Withers' Regulatory Watch. This month's update includes: SEC sanctions for foreign bank for failure to register as a broker-dealer or as an investment adviser CRD IV – Renumeration, Mark Carney's speech…

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