CFTC Orders United Kingdom-Based Barclays Bank PLC to Pay $500,000 for Recordkeeping Violations
The U.S. Commodity Futures Trading Commission today issued an Order filing and simultaneously settling charges against Barclays Bank PLC for failing to create, maintain, and promptly produce required confirmations for a significant number of Exchange for Related Position trades in violation of CFTC Regulations. Barclays is a global banking and…
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