Comment & Analysis
Compliance – Should Smaller Firms Ask the Question, ‘Why Bother’?
In the wake of another whopping FCA fine of £34.3m to Goldman Sachs last week, following the £27.6m UBS fine, are the bigger players ignoring the regulations? MiFID and MiFID II introduced more regulatory overheads to firms in the UK, as well as the rest of Europe. Major projects have…
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