Legal
SFC fines Credit Suisse for disclosure failures
The Securities and Futures Commission (SFC) has reprimanded and fined Credit Suisse (Hong Kong) Limited (CSHK) and Credit Suisse AG (CSAG) (collectively, Credit Suisse) $2.8 million over their failures to comply with the disclosure requirements when they published certain research reports on Hong Kong-listed securities (Notes 1 to 4). The…
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