How can you manage compliance more effectively in wealth management?
Wealth management advisors are investment management experts, not compliance administrators – and it needs to remain that way.
Comment & Analysis
5089 articles found
The crypto ‘wild west’ needs a good sheriff
Investors can take their own risks but should receive what they were promised
Why Every Executive Should Be Focusing on Culture Change Now
To make transformation a reality in their businesses post-pandemic, leaders must build a strong culture to support it.
Global wealth industry can no longer ignore female investors
Latest figures suggest women will collectively hold $93trn by 2023
Navigating the complexities of 18f-4 compliance
The new implementation will allow for the use of derivatives, albeit with restrictions, new reporting capabilities and implementation of a more robust risk management framework.
Wealth Management Review 2021 – Sector Transformation
This 34-page whitepaper analyses survey findings from over 120 senior executives from UK wealth managers on the sector’s transformation in 2021.
Are NFTs being used for money laundering? Yes they are, claims Mr. Whale
NFT’s could be a vehicle to legitimize ill-gotten gains for the crypto elite.
Digital entrants increase competition for mass affluent individuals, says GlobalData
In both Europe and the Americas, traditional banks, brokers, and financial advisors are preferred by most mass affluent individuals.
New Report Finds U.S. Real Estate Sector a Safe Haven for Money Laundering
These cases also show that while anonymous shell companies and complex corporate structures remain the most popular money laundering techniques
McKinsey: These are the skills you will need for the future of work
Governments are keen to help their citizens develop in these areas, but it is hard to devise curricula and the best learning strategies without being more precise about the skills needed.
Shark Tank's 'Mr. Wonderful' Shills Ethereum as 'Ultra-Sound Money' After EIP-1559
The sharks are circling Ethereum