Legal
2117 articles found
FCA provides update on LIBOR transition
The focus since then has been on reducing the existing stock of LIBOR contracts.
Ex-rugby star turned private banker accused of stealing €578,000
He was released on bail of his own bond of €10,000 and agreed to surrender his passport
FCA bans financial adviser convicted for grooming
The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity.
US Tax Reform is Coming: What it Could Mean For You?
The top long-term capital gains rate would be increased from 20% to 25% for taxpayers in the highest ordinary income tax bracket, effective for sales after September 13, 2021
The new EU Commission AML/CFT legislative package revealed
If adopted as such, it will trigger substantial amendments to the current AML/CFT framework.
Proposals to reform the GDPR are significant but not radical
The key uncertainty is whether it will provoke the EU into revoking its adequacy finding for data transfers to the UK.
Basel III implementation in the European Union
Introductory remarks by Pablo Hernández de Cos, Chair of the Basel Committee on Banking Supervision and Governor of the Bank of Spain, Eurofi panel on Basel III implementation in the EU, Ljubljana, 10 September 2021.
5 Reasons Your Firm Needs a Comprehensive Compliance Strategy
For 21st-century financial services firms, one directive is clear: firms must improve the effectiveness and efficiency of their compliance programmes to out-perform the competition and succeed over the long term.
SEC Surpasses $1 Billion in Awards to Whistleblowers
The SEC has awarded approximately $1 billion to 207 individuals since issuing its first award in 2012.
Swiss Bank Queried by Senator on Tax Evasion Case
Bank held accounts of indicted software tycoon Robert Brockman
Police in Europe Bust International Investment Fraud Network
The vaguely-worded statement did not say how many victims suffered losses and failed to provide specific information on how many websites were involved, how many businesses or sham agents, or how long the investigation will continue.