Regulatory governance in private markets
Private markets have long been considered one of the most complex regulatory areas in financial services
Legal
2117 articles found
Film investment scheme reaches settlement with HMRC
Investors will now not need to pay £1.6bn in ‘dry tax’
24 lords placed under investigation over financial interests
Probe by the Standards Commissioner follows openDemocracy revelations of ‘shocking lack of transparency’, in one of the widest-scale breaches ever exposed
China to tighten regulation over wealth management units to prevent contagion risks
The rules will help urge companies to enhance liquidity management of WMPs and better prevent risks from spreading across the markets and products, CBIRC said.
HMRC to repay £45m in ‘follower notice’ penalties?
Taxpayers in receipt of one ‘should take action without delay’
Have European banks left tax havens? Evidence from country-by-country data
We consider three minimum tax rates—15%, 21%, and 25%—and in each case compute the extra tax owed per bank and tabulate results by headquarter country.
Disclosure of Beneficial Ownership in 2021 – Luxembourg Perspectives
The Luxembourg Beneficial Ownership regulatory framework has been completed first with the issuance on February 15, 2019
SRD II: Transforming Global Proxy Voting And Shareholder Disclosure
Investor communications is a core competency, at the heart of Broadridge.
Luxembourg Plans To Give Its Business Registry More Teeth
The move comes six months after a group of international journalists, coordinated by OCCRP, published their OpenLux investigations, revealing how the country’s opaque financial system allows criminals and the corrupt to avoid taxes and launder their
IBOR Transition
The purpose of the synthetic rates would be to support an orderly runoff of difficult-to-amend legacy contracts.
Credit Suisse and Sanjeev Gupta Extend Stillstand
This means it will take another six months before CS can go after Gupta's business assets.
Pilatus wants compensation, alleges corruption in MFSA’s choice for liquidation lawyers
Pilatus Bank owners file World Bank arbitration claim for damages in shuttering of bank in 2019, and claims choice of law firm Mamo TCV was to the benefit of incoming MFSA chairman John Mamo