Legal Archives - Page 169 of 211

What are dematerialised securities, and why do they matter for Luxembourg?

February 19, 2021

Dematerialisation is essentially the process by which physical documents and certificates are changed into and then used in electronic format.

Legal

Odey ‘lunged’ at junior female banker, court hears

February 18, 2021

According to multiple reports, prosecutor Kerry Broome told the court that Odey, who was 39 at the time, accepted he propositioned the woman for sex but denies assaulting the woman.

Legal

Higgs & Johnson Extends Global Platform Through Collaboration with Andersen Global

February 18, 2021

This collaboration strengthens our commitment to our clients’ needs and further equips us to provide best-in-class solutions globally.”

Legal

Why Hong Kong Remains an Ideal Place to Resolve Your Commercial Disputes

February 18, 2021

As one of the leading commercial hubs for international business transactions, Hong Kong also prides itself as a prime location for dispute resolution not only in the Asia Pacific, but also worldwide.

Legal

What is the UK’s plan upon the revamp of Asset Holding Companies?

February 18, 2021

Part of achieving post-Brexit ambitions is likely to be reviewing how the country can establish itself either as a jurisdiction of choice or the ways in which it can attract more business.

Legal

Witnessing Wills In A Covid-19 World

February 18, 2021

A witness who appears by audio-visual link must, as soon as is reasonably practicable after witnessing the signing of the Will

Legal

Payments Fintech Nears Swiss Regulatory Nod

February 17, 2021

The license would be the second granted after Yapeal, under a Swiss scheme to foster financial start-ups.

Legal

Carey Olsen Singapore advises CN Energy on Nasdaq listing

February 17, 2021

The IPO raised US$20 million for the China-based manufacturer and supplier of wood-based activated carbon and a producer of biomass electricity.

Legal

Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd

February 17, 2021

Mr Woodford’s new business, WCM Partners Ltd, would need to apply for appropriate permissions before commencing any regulated activity in the UK.

Legal

UK Charity Commission announce consultation on responsible investment guidance

February 17, 2021

From the responses received, the Commission identified that one of the main barriers to responsible investments was a technical one.

Legal

JFSC fines three SG Kleinwort Hambros firms

February 17, 2021

The three SG Kleinwort Hambros firms acknowledged their failings at an early stage and have taken steps to make material changes to strengthen their governance arrangements and compliance systems and controls.

Legal

EU’s parliament extending blacklist criteria

February 17, 2021

Any expansion of the blacklist must be made by the EU’s Economic and Financial Affairs Council following an investigation and recommendation by the EU’s Code of Conduct Group.

Cookie Notice