FCA scrutinises DFM feedback amid SDR extension rumours
The FCA has promised to set out next steps ‘shortly’ on talk that wealth managers will be given an extension to the December deadline.
Legal
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Finma on stablecoins: “Same business, same risks, same rules”
Rather, the supervisory authority wants to show the industry how risks can be limited and problematic situations avoided.
Nikko Asset Management gets UK stewardship nod
Nikko AM’s submission is structured around how the firm addresses these principles in its investment management and other operations
Finma has gone too far, says Swiss Blockchain Federation
Swiss Blockchain Federation says Finma’s approach to stablecoins will make it impossible for Swiss issuers to participate in the market.
LGT Capital Partners expands its semi-liquid open-ended solutions with two private equity and private credit vehicles
The open-ended private equity strategy invests through diversified portfolios of secondaries and co-investments.
Swiss Life Asset Managers acquires Condecta
Swiss Life Asset Managers buys space solutions firm Condecta from private equity firm Paragon Partners.
Study shows SEC expected to be lenient on digital assets in the year ahead
The research found that 68% of those surveyed expect the SEC to ease regulations, while only 35% foresee stricter controls.
H2O Asset Management to pay investors €250mn after FCA finds ‘serious breaches’
Regulator says asset manager provided it with ‘false and misleading statements
SFOs Start Applying For Singapore's Philanthropy Tax Scheme
The total amount of philanthropic donations was not disclosed as the first reporting cycle only takes place next year.
Proskauer Named Top Law Firm in Chambers 2024 High Net Worth Rankings
Chambers also recognized five other lawyers from the Private Client Services group as leaders in their fields.
Swiss watchdog scrutinises UBS vetting of wealthy Credit Suisse clients
Banks use filtering technology to identify potential issues associated with clients as part of their compliance rules to mitigate risks including money laundering.
Court tosses elderly Hermes heir’s $13B fraud claim against ex-wealth manager
Court ruling says allegation of "gigantic fraud" could not be proven as the octogenarian placed "blind trust" in his former advisor.