PIMFA calls for Financial Conduct Authority to have greater role in protecting public from fraud
It is vital that the public is protected from online fraud, and the devastating impact it can have on people’s lives.
Legal
2108 articles found
Finra arbitrators order Credit Suisse to pay $1.3 million to former rep
The Swiss firm loses another dispute over deferred compensation related to the 2015 closure of its U.S. wealth management operation.
DWS boss does not rule out greenwashing fines
Deutsche Bank's wealth management subsidiary, DWS, will continue to work with authorities in connection with the greenwashing allegations.
Morgan Stanley IM Approved for Full Ownership in China
Morgan Stanley IM will increase its stake from 49 percent to 100 percent upon completion of the transaction which is subject to business registration and other procedures required by Chinese regulatory entities.
Mayer Brown advises Crédit Agricole wealth management arm, Indosuez, on acquisition of majority stake in Wealth Dynamix
The operation supports Indosuez’s innovation focus as well as strengthening Azqore's position in the outsourced banking services' sector.
Swiss authorities open criminal probe into bank data breaches
Authorities launch investigation into last year’s leak of the details of 18,000 accounts at Credit Suisse
Credit Suisse Releases More Greensill Funds to Investors
Fund assets totaling $667 million, were also repaid almost in full at the time.
DIFC overhauls family office regulations
Following the creation of a private wealth centre in August 2022
HMRC frauds circulating ahead of tax return deadline
Remember that criminals rely on you being panicked or flustered and they are skilled at extracting sensitive information.
Finma lodges 27 criminal complaints for unlicensed portfolio managers and trustees
The regulator has also put 153 companies on its warning list.
Four Carey Olsen partners named 'Top Recommended Offshore Experts' in Spear's 500 2023
The rankings are the product of research carried out by the Spear's Research Unit, and comprises in-person and telephone interviews, peer reviews, analysis from subject matter experts and information gathered from clients, advisers and firms themselv
Barclays and UBS face questions over Roman Abramovich’s billion-dollar trusts
Exclusive: Leak shows oligarch was a major client of Barclays in Monaco and UBS in Zurich, with at least $940m in assets held at the banks