Legal Archives - Page 67 of 211 - Managers of Wealth

Puhui Wealth Investment Management Co., Ltd. Announces Receipt of Nasdaq Delisting Notification and Plans to Appeal

October 18, 2022

At the hearing, the Company intends to present its plan to regain compliance with the Rule to the Panel.

Credit Suisse Group Reaches Settlement in RMBS Legacy Case

October 18, 2022

The settlement, for which Credit Suisse is fully provisioned, marks another important step in the bank’s efforts to pro-actively resolve litigation and legacy issues.

Legal

Goldman to fold major business units into three main divisions in sweeping reorganisation

October 17, 2022

The reorganisation could be announced within days, people familiar with the matter said

Legal

Credit Suisse reaches CHF 500m settlement over RMBS claim

October 17, 2022

The New Jersey court had sought damages of over $3bn on claims related to its residential mortgage-backed securities.

Legal

What the UK’s updated anti-money laundering rules mean for the art market

October 14, 2022

This was partly put down to the lack of transparency and complexity of some deals that take place in the sector.

Legal

ABS launches new guidelines for sustainable private banking, wealth management practices

October 14, 2022

ABS director Ong-Ang Ai Boon said the guidelines will help private banks and their clients in their transition towards a low-carbon economy.

Legal

LDI crisis ‘not a moral hazard issue’, says Schroders group CIO

October 14, 2022

The UK LDI market faces tightened standards after the recent intervention by the Bank of England, but Johanna Kyrklund believes these products are not ‘about taking risk’.

Legal

Fighting Swiss inflation with a strong franc

October 13, 2022

A rising franc also risks deflationary effects at home as consumers put-off buying goods that may become cheaper.

Legal

Inheritance tax: Protecting your family business

October 13, 2022

The risk is that IHT needs to be met from the business itself, which is tax inefficient and could lead to the breakup of the family business.

Legal

Columbia Threadneedle suspended dealing in CT UK Property Authorised Investment fund to Restore Liquidity

October 12, 2022

Suspension of dealing protects interests of all investors

Legal

Key Takeaways from the UK Regulatory Industry for Q3 2022

October 5, 2022

The new register will require anonymous foreign owners of UK property to reveal their real identities to ensure criminals cannot hide behind secretive chains of shell companies.

Legal

UBS Hit with Another US Fine

October 5, 2022

Although UBS conducted annual reviews of its systems, it failed to identify the improper treatment of shares associated with long-selling activities by clients.

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