Legal Archives - Page 84 of 212 - Managers of Wealth

Credit Suisse's U.S. Pension Business Under Threat

April 22, 2022

Institutions or individuals that manage pensions overseen by the Labor Department are required to get permission to continue operations in the event of certain criminal convictions.

Legal

Caviar and Diamonds Are Targeted in New U.K. Sanctions on Russia

April 22, 2022

That takes the total value of Russian goods affected to more than one billion pounds.

Legal

PNG Prime Minister Voices Support for UBS Ban

April 22, 2022

Marape voiced support for the counsel assisting the commission's recommendations earlier this week to penalize UBS’ Australia arm

Legal

UBS U.S. Legal Dispute Ends With a Wire Transfer

April 21, 2022

The officer was fired in 2018, and sued the firm later that year for defamation, initially winning an $11.1 million award following arbitration.

Legal

Is Liquidation the Only Option Left for Credit Suisse?

April 21, 2022

A closer look quickly reveals that the problems are now much deeper, and several things are striking.

Legal

UBS Wires $14.1M to Ex-Compliance Officer Capping Off Battle over Defamation Award

April 21, 2022

The firm would have had to petition the U.S. Supreme Court for a hearing to continue with any appeal.

Legal

Schroder UK Public Private wants to look global

April 21, 2022

Proposed changes to investment policy

Legal

Leveraging Centralised Cloud MiFID II Advisory

April 21, 2022

One way that this regulatory gap may be breached is to implement a digital advisory platform that is ESG and MiFID 2 compliant, underpinned by a goal-based investment planning and advice execution workflow. This will enable institutions to adopt a consist

Legal

Germany seizes the world's largest yacht (at least according to volume)

April 20, 2022

Germany's federal police tweeted Wednesday that it found, "through extensive investigations despite offshore concealment," that the yacht currently belongs to Usmanov's sister, Gulbakhor Ismailova.

Legal

Changes to the Unexplained Wealth Orders regime

April 20, 2022

The changes to the UWO regime appear to have been designed with a mind to the limited use of UWOs since their creation in 2018

Legal

Fifth of UK bankers earning more than £125,000 a year benefited from non-domiciled tax status, new research reveals

April 19, 2022

The new research found the 'non-dom' status benefitted the higher earners most.

Legal

Former UBS Rep Faces 60 Years in Prison for Stealing Millions

April 19, 2022

German Nino pleaded guilty to wire fraud in Florida federal court for stealing more than $5 million from clients and spending it on 'romantic partners,' according to the DOJ.

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