Jefferies Ousts Team of Miami Wealth Advisers Over Improper Cash Transfers
Bank cites ‘impermissible’ transfers, improper communications
Executive Moves
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Abrdn names tech chief for investments unit in latest appointment under Jason Windsor
Alain Courbebaisse will take on role in the new year
Kingswood U.S. Adds $1.4 Billion with Recruitment of 28 Financial Advisors
Headquartered in New York, Kingswood U.S. supports more than 200 financial advisors under the Kingswood Wealth Advisors (KWA) brand.
Novum Capital Partners Welcomes Karim Khalil and Julien Etaix as New Equity Partners, Highlighting Strategic Growth Through LTIP
The LTIP, approved by the board two years ago, was designed to open Novum’s capital to both existing and new partners.
Brooks appoints business head in double Rathbones hire
Ben Johnson and James Goward take up newly created business posts at Brooks Macdonald after each spending a decade at Rathbones.
Two wealth managers exit James Hambro & Partners’ Leeds office
Ed Binks and Ed Marsden, key figures in establishing the Leeds office, are to leave the firm in the New Year.
Federal Council appoints new member of FINMA Board of Directors
The Board of Directors is responsible for FINMA's strategic leadership and for business management tasks.
Brown Shipley strengthens Leeds office with appointment of new Wealth Planner
She specifically supported on estate and succession planning as well as pension and retirement planning.
Private Banking Veteran to Join BOS' Board
Tee Fong Seng will become a member of the board of directors at Bank of Singapore
José Bandera Joins the Wealth Management Division of BTG Pactual
Bandera has been working with the Wealth Management division of the Brazilian institution since November, based in Miami, Florida.
Artemis wins Invesco’s underperforming UK small-cap trust
The trust’s shares soften 1% as the board announces Artemis’ surprise appointment, persuaded by lower fees, a strong track record and the promise of significant skin in the game.
Bellevue’s Highland Private Wealth Management Firm Announces New Co-Presidents
In his new role, Thomas will be responsible for overseeing companywide marketing and growth objectives, brand development, client experience, and people operations.