Wealth and Asset Management
Coutts & Co fined in Singapore for conducting business via unregulated representative
On 5 May 2014, Coutts & Co Ltd [“Coutts SG”] paid a composition amount of $30,000 in respect of a contravention of section 99B(3)(a) of the SFA. Section 99B(3)(a) of the SFA stipulates that a principal shall not permit any individual to carry on business in any type of regulated…
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