Wealth and Asset Management
Ex UBS Wealth boss Pottage challenges FSA fine
The former head of UBS Wealth Management, John Pottage, is challenging a £100,000 fine imposed on him back in 2009. Pottage was penalised as part of an £8 million fine imposed by the FSA for controls failure in 2009, which failed to stop 'serious fraud' through unauthorised trading on the…
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