FCA fines Goldman Sachs £34.3m for Mifid breaches
Goldman Sachs International (GSI) has been fined £34,344,700 by the Financial Conduct Authority (FCA) for failing to provide accurate and timely reporting relating to 220.2 million transaction reports between November 2007 and March 2017. Mark Steward, FCA Executive Director of Enforcement and Market Oversight said: ‘The failings in this case…
Continue Reading
Subscribe to unlock the full article and access premium financial content.

