Legal
FCA Slaps Outsourced Wealth Manager With £900k Fine
The Financial Conduct Authority (FCA) has fined SEI Investments (Europe) Limited (SEI) for failings in relation to its protection of client money. SEI is a provider of asset management and wealth management services. Under the FCA’s client money rules, firms are required to keep client money separate from the firm's…
Continue Reading
Subscribe to unlock the full article and access premium financial content.