Legal
Finra arbitration panel hits Robert W. Baird & Co. with $13 million penalty
A Financial Industry Regulatory Authority Inc. arbitration panel has slapped Robert W. Baird & Co. and 20 of its employees with a fine of $13 million plus interest, awarded to Gleacher & Co., a dissolved investment firm, for alleged unfair competition and solicitation, among other conduct. Five of the 20…
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