Legal
FINRA Fines Five ING Firms $1.2 Million for Email Retention and Review Violations
The Financial Industry Regulatory Authority announced today that it has fined five affiliates of ING $1.2 million for failing to retain or review millions of emails for periods ranging from two months to more than six years. The five firms, indirect subsidiaries of ING Groep N.V., are Directed Services, LLC;…
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