Legal
Finra Fines Santander Unit Over Puerto Rico Bond Sales
The Financial Industry Regulatory Authority (FINRA) has announced that it ordered Santander Securities LLC to pay approximately $4.3 million in restitution to certain customers who were solicited to purchase Puerto Rican Municipal Bonds (PRMBs). Additionally, the firm will pay restitution of $121,000 and make offers of rescission to buy back…
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