Legal
Former Barclays wealth management executive wins $2.7 million arb award from former firm
A former top executive at Barclays Capital Inc. won a $2.7 million Finra arbitration award, stemming from a dispute over compensation he claimed Barclays owed him when it sold its wealth management group to Stifel Financial Corp. in 2015. Now head of investment products and services at Stifel, Thomas W….
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