PwC fined for Merrill Lynch compliance failure
The Public Company Accounting Oversight Board has announced that it censured and imposed a $1 million civil penalty against PricewaterhouseCoopers LLP for violations in its examination and audit of Merrill Lynch, Pierce, Fenner & Smith, Incorporated's compliance with the Securities and Exchange Commission's Customer Protection Rule in fiscal year 2014….
Continue Reading
Subscribe to unlock the full article and access premium financial content.

