FinTech
Reg BI: The Show Must Go On
COVID-19 has put some Securities and Exchange Commission rulemakings on pause. However, the SEC is forging ahead with Regulation Best Interest (Reg BI). Per Chairman Jay Clayton, “Firms should continue to make good faith efforts around operational matters to ensure Reg BI compliance by June 30, 2020, including devoting resources…
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Click here to read the full story: Broadridge Financial Solutions, Inc.