UBS Securities fined in Hong Kong
Hong Kong's securities watchdog, Securities & Futures Commission, has reprimanded and fined UBS Securities Hong Kong HK$1.6 million($205,655) for regulatory breaches and internal control failings relating to position limit failures, the Commission said Tuesday in a statement. The disciplinary action followed an investigation into UBS holding of 175,697 contracts in…
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Click here to read the full story: China Daily Information Co.

