Wealth and Asset Management
Wealth Adviser: A Plan to Have Brokers Declare, “I Am Not a Fiduciary”
Brokers need to spell out their potential conflicts of interest to clients, New York City Comptroller Scott Stringer believes. Mr. Stringer says he will push for a state law requiring brokers to tell actual or prospective clients that they might not always put clients’ interests first, The Wall Street Journal…
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Click here to read the full story: Wall Street Journal