Wealth and Asset Management
Wealth managers and stockbrokers to face 'more assertive, intrusive' regulation, FCA warns
The UK financial watchdog has threatened to be "more assertive, intrusive, proactive" in its supervision of wealth managers and stockbrokers, and said charging structures in the sector remain too high and unclear. In a 'Dear CEO' letter published on Wednesday, the Financial Conduct Authority (FCA) warned that this will include…
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