10/22/2020
In conducting the Mini-Survey here, our objective was to glean a snapshot of the key issues and operational risks faced by these IWMs, 59% of which are IAMs/EAMs, 35% of which are MFOs and 6% of which are brokerages.
10/21/2020
At the same time, DB was building its offering in the fund space, with my group acting as a loan servicing middle office because we had the infrastructure to do so.
10/20/2020
The new law, which creates a legislative framework for businesses passed on to the second or third generations and are often in danger of collapse, goes a long way to allaying my concerns.
10/19/2020
He tells us who his investment heroes are, his biggest concern about the industry, and which book he'd bring to a deserted island!