Legal

2121 articles found

TD has first loss in decades after hit from U.S. laundering probe

August 22, 2024

The results come a day after Toronto-Dominion said it anticipates paying a total of more than US$3 billion in penalties related to U.S. compliance lapses.

IHT receipts rise again; great wealth transfer will ‘change everything’

August 22, 2024

The latest HMRC figures reveal IHT receipts collected by the Treasury surged to £2.8bn in the last quarter (April to July).

Three indicted in money laundering case compromising Singapore’s AML status

August 21, 2024

The case involved the covert transfer of $S3bn in illicit funds, some from overseas gambling operations.

Former Banker Who Helped Launder Rp34.5 Trillion In Singapore Diadili

August 15, 2024

Both Wang Qiming and Liu Kai are Chinese managers and citizens who work in Citibank and the private bank Julius Baer Switzerland.

Anti-greenwashing: UK firms gearing up for new FCA rules and guidance

August 15, 2024

Moreover, wealth managers, planners and financial advisers must also ensure that, when engaging with clients, the sustainability-related claims they make are clear

FCA scrutinises DFM feedback amid SDR extension rumours

August 15, 2024

The FCA has promised to set out next steps ‘shortly’ on talk that wealth managers will be given an extension to the December deadline.

Finma on stablecoins: “Same business, same risks, same rules”

August 15, 2024

Rather, the supervisory authority wants to show the industry how risks can be limited and problematic situations avoided.

Nikko Asset Management gets UK stewardship nod

August 14, 2024

Nikko AM’s submission is structured around how the firm addresses these principles in its investment management and other operations

Finma has gone too far, says Swiss Blockchain Federation

August 13, 2024

Swiss Blockchain Federation says Finma’s approach to stablecoins will make it impossible for Swiss issuers to participate in the market.

LGT Capital Partners expands its semi-liquid open-ended solutions with two private equity and private credit vehicles

August 9, 2024

The open-ended private equity strategy invests through diversified portfolios of secondaries and co-investments.

Swiss Life Asset Managers acquires Condecta

August 8, 2024

Swiss Life Asset Managers buys space solutions firm Condecta from private equity firm Paragon Partners.

Study shows SEC expected to be lenient on digital assets in the year ahead

August 7, 2024

The research found that 68% of those surveyed expect the SEC to ease regulations, while only 35% foresee stricter controls.

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