Legal Archives - Page 65 of 212 - Managers of Wealth

Swiss National Bank Chairman Hints Again at Future Rate Hikes

November 16, 2022

The market expects the SNB to hike rates at its next monetary policy meeting on Dec. 15, a forecast Jordan acknowledged, adding market expectations had the SNB's policy rate rising to 1.5% to 2% in the next two years.

Legal

UBS Wealth Managers Who Jumped Ship Sued in the US

November 15, 2022

UBS is now suing seven members of the team saying they contacted UBS clients to lure them to RBC in violation of confidentiality and nonsolicitation agreements.

Legal

Former Morgan Stanley CEO on Swiss banks: Secrecy is 'their nature'

November 15, 2022

It also promised to reveal any hidden bank accounts.

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SNB President signals rate hike with reference to 1970s

November 14, 2022

The Swiss National Bank appears to be preparing for further interest rate hikes in a bid to fight inflation, having already raised interest rates twice this year to the current level of 0.5 percent.

Legal

Basel trustee firm receives Finma licence

November 11, 2022

Atag Swiss Trustees was founded in 1945 and is part of the Atag Group.

Legal

FINMA Risk Monitor 2022: increased risks due to uncertain prospects

November 10, 2022

It derives its supervisory focus from these.

Legal

Swiss-Asia AM fined HK$3m for regulatory breaches

November 10, 2022

It failed to monitor record keeping and trading activities in discretionary accounts

Legal

Switzerland and the UK strengthen their cooperation in research and innovation

November 10, 2022

The MoU is intended to create stronger networking and cooperation between the research and innovation communities of both countries.

Legal

Sunak considers raising additional rate tax band

November 9, 2022

The prime minister is considering raising the 45% rate or lowering the £150,000 threshold at which the tax band kicks in.

Legal

Authorities raid UBS offices in Germany

November 9, 2022

The searches are connected to the Russian oligarch Alisher Usmanov. Usmanov is already the subject of several investigations on suspicion of money laundering.

Legal

Managing risks with related party transactions

November 8, 2022

Even seemingly small transactions must be recorded on related party registers and may require disclosure in the financial statements.

Legal

Swiss sustainability regulation is ‘a disaster’: Quaero Capital CEO

November 8, 2022

Jean Keller criticised the lack of rules regarding sustainability in Switzerland and said regulations are required to help customers make informed decisions.

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