Legal Archives - Page 73 of 213 - Managers of Wealth

Swiss attorney general charges former St Gallen Pensionskasse portfolio manager with insider trading

August 9, 2022

The manager worked for the treasury of the canton of St Gallen from 2003 to 2014, and for the Pensionskasse of the canton from 2014 to 2018, investing pension fund’s assets.

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17 Islands That are Popular Tax Havens for the Wealthy

August 8, 2022

Many smaller island nations turned themselves into tax havens for that very reason.

Legal

US Whistleblower Victory Against UBS Overturned

August 8, 2022

For its part, UBS argued that the plaintiff did not even qualify as a whistle-blower.

Legal

Bank of England shows new focus on inflation

August 5, 2022

Central bank accelerates rate hikes with 0.5% increase, but dire forecasts signal rates may not go as high as previously feared.

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FINMA extends protective measures at Sberbank (Switzerland) AG

August 2, 2022

The investigating agent appointed by FINMA will continue to perform their duties.

Legal

Partner Kellyann Ozouf on STEP Awards Panel of Experts

August 2, 2022

Kellyann joins the STEP Panel of Experts for the fourth year running, this year she is once again sitting on the 'Multi-Family Office Team of the Year' Panel.

Legal

Geneva WM obtains Finma licence

August 1, 2022

MSM Investment Advisors provides wealth management services to high net worth families.

Legal

PIMFA welcomes extension of the Consumer Duty implementation timeline

July 29, 2022

Under the FCA’s revised timeline firms will have until 31 July 2023 to implement the Duty for new and existing policies – an extension of three months – and a further 12 months from then – until 31 July 2024 – to implement t

Legal

ASIC suspends AFSL of wealth management firm

July 29, 2022

The firm’s licence has been suspended for six months.

Legal

New eligibility guidance released for the charity sector and overseas aid organisations

July 28, 2022

Note that charities have a duty to make a referral to the DBS when it believes a person has caused harm or poses a future risk of harm to vulnerable groups, including children.

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