11/22/2017

Private banking unit fined in Hong Kong

This case was referred to the SFC by the Hong Kong Monetary Authority following its investigation into issues arising from numerous complaints.

11/22/2017

No ‘threat’ in focusing on HNW clients

The fact is that providing traditional advice is expensive, and people with a higher net-worth have more complex circumstances that are less suitable to be addressed by technology.

11/21/2017

WMA merger with Apfa cost £61k

The WMA accounts, which cover the year ending in May 2017, showed the trade body making an operating profit of £17,660.