01/14/2020
Multimillion-dollar UBS Broker in Calif. Goes Independent with Wells
Wells Fargo Advisors has been actively recruiting into its employee and independent channels
Wealth and Asset Management
01/14/2020
Double Award Shortlist for Butterfield as “Private Bank of the Year”
It follows recent success across the Group with Butterfield named “Bank of the Year” in Bermuda and the Cayman Islands by The Banker.
01/14/2020
Clients pull £100m a month from Charles Stanley
In May 2019, Charles Stanley announced it was embarking on an extensive restructuring, with the aim of cutting costs and increasing its profit margin.
01/14/2020
Why UBS’s Wealth Management Operations Remain Key To Its Prosperity
Wealth Management Makes Up More Than Half Of UBS’s Revenues
01/14/2020
A Swiss Bank Is Selling Rich Clients an Exotic U.S. Election Bet
Structured products may strike many as an obscure way to play the election cliffhanger
01/14/2020
Tells Investors: Lower Expectations
Investors will likely face muted equity performance, coupled with about $11 trillion in negative-yielding debt globally
01/13/2020
Wealth manager challenges market with ‘fair’ advice fee
Welsh start-up’s price plan has the potential for a big win for savers
01/13/2020
Advisors who fail to embrace professionalism this decade do so at their peril
At the same time, it opened many investors’ eyes to the cost of financial advice – and the impact of that cost on their total returns.
01/13/2020
Old Mutual Wealth adds 'scheme pays' feature to settle annual allowance breaches
Instead of building up large debts, clients can now use their personal pensions to pay their annual allowance tax charge where they have exceeded the limit.
01/13/2020
Foreign managers see new opportunity from Chinese banks
The first foreign manager tie-ups with local banks for the new segment were announced in December
01/13/2020
Tilney pays out after failing to replace adviser
Ms L was without an adviser from July 2017 until she withdrew all her funds from Tilney in October 2018.
01/13/2020
Dolfin Model Portfolios Outperform Their Benchmarks Across Most Primary Currencies and Risk Profiles
Dolfin will release its Q1 2020 investment outlook later this month with full details of the performance of all of its portfolios in 2019
01/13/2020
What will innovation in private banking look like in 2020?
Private banks and advisers to HNWIs are under continued pressure to remain profitable and relevant to their clients.
01/13/2020
UBS Plans Miami Office to Work With Latin American Wealth Firms
New office to provide services for third-party wealth advisers
01/13/2020
St James’s Place pulls plug on Irish acquisition
Halting SJP’s planned DFM roll-out on the Emerald Isle
01/12/2020
Global Market Insights - WHIreland Wealth Management
Inevitably, not all assets provided such positive returns.
01/10/2020
Rethinking Wealth Management For The Next Decade
Wealth management firms will need to embrace technology and move to provide holistic, personalised advice that is in sync with evolving investment trends and investor needs.
01/10/2020
Mercer Advisors Acquires CCP, Inc.
Acquisition of CCP, Inc. (Registered Investment Adviser), expands Mercer Advisors' Presence in Illinois
01/10/2020
UBS: What Now, Tom Naratil?
It isn’t clear whether the plan for Naratil's exit paves the way for Khan to then run the unit alone.
01/10/2020
Van Lanschot Kempen to recognise a goodwill impairment
The impairment reflects the application of IFRS standards and does not affect Van Lanschot Kempen’s liquidity position or CET 1 ratio, as the determination of CET 1 capital already deducts goodwill.