12/19/2023
LPL Financial Welcomes Best Wealth Management
The team reported having served approximately $130 million in advisory, brokerage and retirement plan assets*, and joins LPL from Ameriprise.
Executive Moves
12/18/2023
EFG Expands Greater China Front Office
The other new hires all join from fallen Swiss lender Credit Suisse, which is currently undergoing integration with UBS.
12/18/2023
BlackRock Names Head of Australasia Private Credit
Prior to joining the Japanese bank in 2010, he also worked at Lloyds International in Sydney focusing on distressed corporate, real estate and leveraged finance accounts.
12/18/2023
Kingswood U.S. Welcomes New Senior Research Analyst Karen Sterling Amid Rapid Expansion
New York-Based Biochemist and Molecular Biophysicist Joins Team as Senior Advisor Supporting Expansion into Healthcare, Biotechnology Sectors
12/18/2023
Scandal at Sound Capital: CEO leaves unexpectedly
But now, after just one and a half years, Simon Grossenbacher is resigning from his position at the end of 2023, completely unexpectedly.
12/18/2023
Invesco appoints UK ETF distribution lead for asset managers
At iShares, he led the sales team for ETFs and indexed investments, focusing on UK asset managers.
12/15/2023
Olivier Houix Appointed as new Chief Executive Officer of Ostrum Asset Management
Olivier Houix began his career in 1997 in the General Inspection department of Banque Indosuez.
12/15/2023
Lombard Odier once again brings in well-known ex-CS banker
She will work for Lombard Odier from both Geneva and Zurich.
12/15/2023
GAM outperformer joins Zug boutique to launch arbitrage fund
Roberto Bottoli is linking up with former GAM colleague Jonathan Stanford at Serafin Asset Management.
12/15/2023
Rothschild & Co appoints new Head of Banking Services for Guernsey banking business
Stuart joins Rothschild & Co from FNB Channel Islands, the Guernsey deposit taking business of FirstRand Bank, which he has led since its establishment in 2014.
12/14/2023
Citi’s Mark Mills to Depart After 23 Years in Latest Wealth Exit
Mills was replaced by Jonathan Leach, previously deputy head of Citigroup’s investment management division after earlier serving as head of investments for North America.
12/14/2023
Rival boutique poaches Fisch convertible bond manager
The fund ranks 10th out of 63 global convertible funds for total return over the last three years, with -6.1%.
12/14/2023
BofA's former head of wealth, private bank Keith Banks to retire
Banks currently serves as vice chair and chief investment officer for the lender's pension and benefits plan investments.
12/13/2023
EFG Hires Ex-Credit Suisse Trio in Hong Kong
The bank also appointed Jane Li as market head for Greater China
12/13/2023
Julius Baer Bolsters Greater China Business
Asia is Julius Baer’s so-called «second home market»
12/13/2023
AllianceBernstein creates new global head of investments role
Equities head to take on remit covering equity, fixed income, multi asset and hedge fund solutions, investment solutions and sciences, plus the firm’s responsibility team.
12/13/2023
Kingswood U.S. Adds More Than $730 Million with Recruitment of 16 Financial Advisors
Headquartered in New York and Miami, Kingswood U.S. supports more than 200 financial advisors under the Kingswood Wealth Advisors (KWA) brand.
12/13/2023
Accuro Announces Eight Promotions Across Jersey, Switzerland and Mauritius
Senior promotions include Una Smith who takes on the role of Client Services Director in Jersey
12/12/2023
BofA appoints 334 new managing directors, down 8% from last year
The new promotions included 75 investment bankers and 64 employees from the trading division.
12/12/2023
Two Long-standing Credit Suisse Executives Join U.S. Asset Manager
Both will be working from Zurich, according to an announcement on Monday.