01/31/2013
Swiss Rothschild arm targets London in £2bn assets push
The firm already manages around £1.1 billion in London, which represents business that has been transferred from elsewhere but also includes new clients acquired via its UK base.
01/31/2013
Zurich-based bank Cuts 20 Jobs at Canadian Bank Unit
The firm cut 10 jobs in equity research and the rest in cash sales and trading
01/31/2013
Advisers Bob Rumishek, Alex Velto, Rusty Volkert and John Cowley joined UBS's Brea office from Morgan Stanley
01/30/2013
Ex-HMRC Head Joins HSBC Crime Fight
Former heads of HMRC and the Serious Organised Crime Agency to join the bank's effort to combat financial crime.
01/30/2013
Axa Wealth cuts jobs in sales team reorganisation
Axa says job cuts form part of its strategy as two to three “major” programmes come to an end.
01/30/2013
Three MDs go in Barclays' Asia-wide cull
THREE Sydney-based managing directors have felt the force of Barclays' decision to lay off 15 per cent of its investment banking division in Asia.
01/30/2013
Most recently he was a member of Wells Fargo Advisors' senior leadership team and led the firm's Advisor Development Group.
01/30/2013
Brown Shipley cuts jobs in ‘lean and mean’ drive
Private bank Brown Shipley has cut its workforce to get the business ready for expansion.
01/30/2013
A results-oriented leadership personality with years of experience in private banking and the business of servicing professional financial intermediaries were central criteria in the search for the new Chief Executive Officer of VP Bank Group.
01/29/2013
Following his departure, his portfolio management responsibilities have been reassigned to other members of the group’s fixed income team.
01/29/2013
Morgan Stanley Hires Five Advisers From UBS Wealth Management
Morgan Stanley has hired five high-producing financial advisers from rival UBS AG's UBS Wealth Management Americas division.
01/29/2013
Peters, 46, whose last day at Morgan Stanley is Friday
01/29/2013
Gleacher & Company, Inc. announced today that Eric J. Gleacher has resigned as Chairman of the Company’s Board of Directors
01/29/2013
Former US Deputy Attorney General joins HSBC board
HSBC has snapped up a former US Deputy Attorney General to strengthen its efforts to combat financial crime and bolster risk management after the group was rocked by a record fine related to money laundering for Mexican drug cartels last year.
01/28/2013
Senior Executive Assumes Additional Responsibilities.
01/28/2013
The team, also known as The Fowler Financial Group, came to Raymond James from Morgan Stanley, where they managed more than $70 million in client assets and had annual fees and commissions in excess of $700,000.
01/28/2013
He has been with Skandia for around 16 years, most recently as proposition development manager and was responsible for developing the platform’s online tools.
01/28/2013
Ex-Cofunds boss joins EIS platform
He was part of the Old Mutual team that acquired Skandia UK in 2006, an acquisition that led to his appointment as chief executive, while at Cofunds Williams grew assets under administration from £13bn (€15.2bn) to £27bn in 18 months.
01/28/2013
Before joining RBC Wealth Management, Mr McLaughlin was an investor relations consultant at Elan
01/28/2013
The CEO of its private banking arm in Singapore, Roland Feser, is to retire, triggering a run of promotions. It also hires from BNP Paribas Asset Management.