03/23/2020
Firms need to understand the risks and be alive to the constantly evolving threats in the landscape, as there is no one-size-fits-all approach to AML, says Louise MacDonald of HMRC’s Fraud Investigation Service.
03/20/2020
Boiler room-like scam conned vulnerable people into investing in an unregulated scheme
03/20/2020
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.
03/20/2020
Some AML compliance departments function reactively rather than identifying future problems and responding to them preventively or avoiding the problems altogether—with some compliance departments resembling “factories” more than agile,
03/20/2020
Such has now paved the way to new measures (temperature scanning, self-assessment forms on 14 days’ previous Coronavirus at-risk contacts, dealing with on-premises reported suspicious cases) which have their consequences privacy-wise.
03/20/2020
Rathbones is a leading a campaign for all FTSE 350 firms to comply with the Modern Slavery Act.
03/19/2020
SJP’s partners are very used to using technology in their day-to-day business and tailoring how they operate to the requirements of their individual clients, so will continue to remain flexible in what they can offer, including remote and telephone
03/19/2020
The Bermuda International Interests in Mobile Equipment (Cape Town Convention) Act 2016 (the Cape Town Convention Act) gives effect to the Cape Town Convention in Bermuda and came into force along with the convention on 1 January 2018.
03/19/2020
On 17 March 2020, the Luxembourg tax administration released a newsletter which details support measures for Luxembourg taxpayers who may be impacted by the COVID-19 pandemic.
03/18/2020
Our rules give firms the ability to consider their arrangements and customers’ circumstances.
03/18/2020
Technology set to aid fund managers during coronavirus isolation, although idea generation could suffer
03/18/2020
However, HSBC allegedly did consider several financial factors in determining the representatives’ compensation, including how much clients paid in advisory fees for HSBC Spectrum and Managed Portfolio Account.
03/18/2020
Both ESMA and the CSSF have stressed the importance of maintaining an ongoing and active cooperation between national and European competent authorities.
03/18/2020
Coordinating with competitors may be, or may appear to be, an efficient way to respond to some of those challenges, but companies must be mindful of the competition law parameters for such coordination.
03/17/2020
To expand the number of investment strategies offered to its members
03/17/2020
With global attention on the outbreak itself, criminals need only be successful with a fraction of their potential victims to take advantage of the unfortunate situation that has unfolded.
03/17/2020
Concern is rising generally for airlines, do they have enough liquidity to survive until the flight restrictions and corporate travel bans are lifted
03/17/2020
COVID-19 is reported to be highly contagious and a more severe disease than seasonal influenza in a population where no-one has immunity to the new virus.
03/17/2020
All passenger air traffic, including private aircraft, will stop Sunday when the islands will essentially be on lockdown.
03/17/2020
Typical vaccines for viruses, such as measles, are made from a weakened or killed virus.