06/21/2019
In the Royal Commission's final report, commissioner Kenneth Hayne recommended when ASIC identifies misconduct, its starting point should be "why not litigate?" instead of the "negotiate" tack the regulator has traditionally taken
06/21/2019
The West Coast fintech firm will be resold to wealth management firms and UHNW family offices with customized analytics and reporting
06/21/2019
Legal team advises private bank on wealth manager acquisition
Deal Is Part Of Wealth Management Business’ Growth Strategy
06/21/2019
Mr Varley has been acquitted on both counts.
06/21/2019
Singer, who has since admitted to running the brazen college admissions scam that federal prosecutors brought down in March with criminal charges against dozens of people, was no stranger to Morgan Stanley or other big investment firms.
06/20/2019
The government had tried since 2005 to convince parliament to adapt Swiss law, while in 2015 the OECD said it considered Swiss attempts to tighten rules on bearer shares insufficient.
06/20/2019
Carey Olsen is one of five finalists for the International Legal Team of the Year [midsize firm] category.
06/20/2019
As an industry, we are now looking ahead to working together with government and other partners to move forward
06/20/2019
Fraudsters are every year robbing Europe’s citizens of 50 billion euros in tax money. A Europe-wide investigation by 63 journalists from 30 countries, coordinated by CORRECTIV.
06/20/2019
The EWE structure can pose a corporate income tax risk, so careful planning is recommended.
06/20/2019
The SFC takes the view that CSHK and CSAG have failed to put in place effective systems and controls to ensure compliance with the disclosure requirements and timely detection of the disclosure failures.
06/20/2019
Those arguments still hold true, but more and more the things that are swaying people towards Jersey and Guernsey are about the high quality of lifestyle, healthcare and education, strong and reliable travel links, a thriving entrepreneurial culture and t
06/20/2019
The commitment announced today will increase further transparency and accessibility whilst maintaining high standards of accurate, up-to-date, verified information.
06/20/2019
Cutting through complexity – how the role of private wealth advisers has changed
The regulatory landscape has also dramatically changed and clients are keen to ensure their structures are compliant.
06/19/2019
City regulator has concerns over fee disclosures and potential scams
06/19/2019
IBF Standards have three levels, with Level 1 described as "basic understanding of key concepts and ability to apply skill to routine tasks", according to IBF Singapore's webpage.
06/19/2019
The commitment announced today will increase further transparency and accessibility whilst maintaining high standards of accurate, up-to-date, verified information.
06/19/2019
Banks and other businesses use suspicious activity reports (SARs) to report cases of suspected money laundering and terrorism financing, to the United Kingdom Financial Intelligence Unit.
06/19/2019
Sustainable finance: Commission publishes guidelines to improve how firms report climate-related information and welcomes three new important reports on climate finance by leading experts
06/19/2019
Jersey, Guernsey and the Isle of Man said in a joint statement they would bring forward legislation for public access to a central register within 12 months of an EU anti-money-laundering review which is due in January 2022.