03/26/2019
Robinson was allowed to continue working as a financial adviser by the Financial Conduct Authority, despite being ruled against in court and avoiding further legal action after liquidating his company.
03/26/2019
After a court order allowing the auction to take place, tax authorities, who are pursuing Modi over the country’s largest bank fraud, appointed professional auction house Saffronart.
03/26/2019
This might include a pay-out upon the end of employment or ill health. Depending on requirements, an ISP can provide either an alternative to or complement traditional benefits such as a pension scheme.
03/26/2019
HM Treasury will publish a report on disguised remuneration schemes and government measures to tackle these arrangements.
03/25/2019
In pursuit of that New Horizon, let me briefly discuss progress and prospects in three critical areas - reporting, risk and return.
03/25/2019
The September 2018 AfrAsia Bank Africa Wealth Report says the total individual wealth held in Africa amounts to US$2.3 trillion.
03/25/2019
Geneva's prosecutor has opened a criminal investigation, and the bank has informed Swiss financial regulator Finma, one of the persons said.
03/25/2019
Finma has added three firms to its warning list amid concerns about a failure to provide sufficient information to the regulator.
03/25/2019
The Swiss attempt to codify the Trust law is a continued effort to not only maintain but to increase the attractiveness of Switzerland as a primary financial location for trust companies and for their clients.
03/22/2019
The former hedge fund founder denies touching anyone inappropriately.
03/22/2019
The list put forward by the CNPD does not consist of a comprehensive list of processing operations outside of which a DPIA would not be necessary
03/22/2019
The jurisdiction has a reputation for dealing with complex financial services and commercial litigation based on the relevance of its legislation, the reliability of its court system, and the experience of the professionals who work here.
03/21/2019
The report noted the rise of two crucial demographic segments.
03/21/2019
The ‘Singapore of Africa’ offers one of the most progressive investment environments on the continent.
03/21/2019
To assist policy makers in assessing different implementation options, the toolkit contains policy considerations that Global Forum members can use in implementing the legal and supervisory frameworks to identify, collect and maintain the necessary benef
03/20/2019
UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.
03/20/2019
LumX had already been slimming down following years of losses
03/20/2019
The MoU provides the platform for Labuan FSA and CBIRC to enhance the regulatory and supervisory oversight of cross border branches and subsidiaries of China and Labuan based banks and insurance entities.
03/20/2019
MiFID II required brokers to provide a price for research that was separate from execution services, which in turn would force investment managers to decide whether to pass this cost onto clients or to absorb it.
03/19/2019
The FCA said that it is continuing to investigate the business undertaken by Premier FX to determine whether any individuals may have broken the law and whether any money can be returned to customers of the firm.