08/04/2016
FINRA rules require firms to transmit to OATS complete and accurate data relating to events in the lifecycle of an order, called Reportable Order Events. FINRA found 15 system issues at Barclays Capital that gave rise to OATS reporting violations.
08/03/2016
A cross party coalition in the UK House of Lords is considering blocking the triggering of article 50, the process for leaving the EU.
08/03/2016
It later emerged, however, that a promise he had reportedly given at the time to relinquish his controversial tax exile arrangements had not been kept for many years.
08/03/2016
The suit also maintains that the allegations are already being addressed in a separate class action complaint.
08/02/2016
Rising defaults and fraud in the insufficiently regulated sector force China to tighten entry norms for companies
08/02/2016
HSBC bank hands over information on over $10 billion in accounts; state extends amnesty for voluntary reporting
08/01/2016
There were an average of just 498 new SLPs registered a month in the year to April 2016, more than in the whole year of 2007-08.
08/01/2016
Talks and efforts have recently yielded fruit, with the Israel Tax Authority receiving information on over 8,000 Israeli clients with accounts in HSBC's Swiss branch.
07/29/2016
A bank spokesman said the two letters were part of the same proposal.
07/29/2016
She opened an “undeclared Swiss bank account for the purpose of depositing the secret inheritance from her father” in 2006 — using a fake foreign foundation name to conceal her identity.
07/29/2016
In this quarter's edition of the Wealth Finance Brief we have taken the opportunity to consider a variety of legal issues and recent developments which we hope will be of interest to lenders in the private wealth sector.
07/29/2016
Ms. Doyle has quite an art pedigree.
07/28/2016
According to the Swiss Federal Tax Administration, the IRS is targeting HSBC accounts "where there is evidence the US beneficial owner exercised control.
07/28/2016
Finance Minister confident of bidding adieu to IMF.
07/28/2016
The research was conducted by Scorpio Partnership and technology provider Factset, surveying 1,022 HNWIs globally.
07/28/2016
Chief Executive Officer Stephen Koseff’s variable pay is excessive because it “represents more than 500 percent of his salary,” as does that of Managing Director Bernard Kantor, it said.
07/28/2016
The CRA suspects tax dodgers used RBC and Citibank to repatriate offshore assets held at Cayman National Bank
07/27/2016
A country has to exhaust all of its own internal legal procedures before it can request information from the other.
07/27/2016
The GI Hub is an organisation established by the G20 group of nations to foster innovative approaches to global infrastructure development.
07/27/2016
The China Banking Regulatory Commission didn't immediately reply to a fax seeking comment.