04/24/2015
This article provides a reminder of the impending deadlines and action that is required for those BVI entities that are classified as “Foreign Financial Institutions” for the purposes of FATCA.
04/24/2015
No money laundering charges or allegations of money laundering have been brought against Mr Symes or the bank.
04/24/2015
Special investigation: Just as British savers are being told to be on "red alert" for scam investments, Katie Morley uncovers the disturbing truth about a firm claiming to sell Ferrari IPO shares
04/24/2015
Switzerland is to amend federal tax legislation to prevent the double taxation of certain permanent establishments (PEs) located in the country
04/23/2015
Having taken a much fairer stance in their approach to capital distribution on divorce, Judges are now also moving away from ‘joint lives’ spousal maintenance orders (which provide on-going financial support for the financially weaker party) t
04/23/2015
Luxury German car maker Mercedes is hit by a 350 million yuan (almost $56.5 million) fine by regulators over price fixing in the burgeoning Chinese market
04/23/2015
The fine is so large because Deutsche Bank also misled the regulator, which could have hampered its investigation.
04/23/2015
Fines and restitution relate to the improper sales of structured investment products to more than 200 retail investors
04/22/2015
DOL Rule, Anti-Money Laundering Top Priorities for Raymond James
While it’s too early to report specifically where Raymond James stands on the new proposal, Curtis said on the surface, the new DOL proposal appears to be significantly better than the one put forward in 2010.
04/22/2015
Bank signs deal over £2m sex discrimination claim
Details of the payout were not disclosed after the agreement was struck just hours after it was due to go into its second day.
04/22/2015
She stole money from Insight Investments on the day after she started working there
04/22/2015
Sources close to the situation confirmed that none of BAML's clients had suffered any financial losses as a consequence of the firm's failings.
04/22/2015
The CFTC Complaint charges the Defendants with unlawfully manipulating, attempting to manipulate, and spoofing — all with regard to the E-mini S&P 500 near month futures contract
04/22/2015
The size of the fine – the highest imposed for transaction reporting failures to date - reflects the severity of MLI’s misconduct, failure
04/21/2015
BlackRock to pay $12 mln in SEC conflict of interest case
A top senior compliance officer at BlackRock Advisors at the time, Bartholomew Battista, agreed to a related $60,000 penalty, the SEC said.
04/21/2015
Appleby Aviation Update
Bringing together the wealth of experience and diverse skills of our legal and fiduciary teams around the world.
04/20/2015
April is turning out to be the cruellest month for HSBC Geneva account-holders in India.
04/20/2015
Rich husbands who split from their wives cannot expect to retain the lion’s share of the matrimonial assets because of any special skill in amassing great wealth, following a long-awaited Family Court ruling.
04/20/2015
HSBC and Standard Chartered are looking at the viability of quitting London for a new home in Asia because a big jump in a tax on UK banks makes staying in Britain increasingly painful.
04/20/2015
Tensions between Swiss banks and the United States justice authorities should ease up in 2015