10/06/2013
UBS, the single largest and most influential brokerage firm in Puerto Rico, has recently begun to see devastating losses in many of its clients' accounts as a result of its proprietary bond funds.
10/05/2013
Customers are withdrawing money from Israeli banks as the UK, France, and Canada mull laws similar to the US's FATCA.
10/03/2013
Finma will give no further details on the investigations or the banks potentially involved
10/03/2013
Under current plans published this week, the Prudential Regulation Authority will release the first set of common scenarios by the end of March 2014.
10/02/2013
The Jumpstart Our Business Startups Act 2012 required the SEC to amend its Rule 506 to permit general solicitation and general advertising in certain securities offerings
10/02/2013
The aim of the proposed Regulation is to "restore confidence in the integrity of benchmarks" which the EC intends to achieve by ensuring that benchmarks are not subject to conflicts of interest
10/02/2013
The seizure was ordered by Verona prosecutors
10/01/2013
A Group of More than 80 Investors Have Found Themselves Owing Almost €18m to Bank of Scotland After Signing over power of attorney to an accountant for an investment project.
10/01/2013
October 1 2013 marks the first-year anniversary of Herbert Smith Freehills following last year's landmark full-equity merger, which was one of the largest ever in the legal sector.
10/01/2013
Warner agreed to pay a civil penalty of almost $53.6 million.
09/30/2013
The FCA and the Bank of England took over supervision from the Financial Services Authority
09/30/2013
Swiss banks have now been told they must comply with the American law by July 2014
09/30/2013
Experts said one plan was virtually 'untraceable'
09/29/2013
Certain SEC-regulated entities are required to establish programs that detect and respond to red flags of identity theft.
09/29/2013
The plaintiffs’ claim amounting to about SGD 94 million and HKD 186 million
09/29/2013
This follows its legal challenges to EU plans for a tax on financial transactions
09/29/2013
Advisers should ensure they discuss a lower risk alternative investment product alongside the investment strategy they ultimately recommend in order to mitigate the chance of future legal claims
09/28/2013
The London Bullion Market Association could charge its member banks more or even disband its Gold Forward Offered Rates after a string of new regulations in the financial market
09/25/2013
The challenge was filed by HM Treasury at the European Court of Justice in Strasbourg last Friday, September 20.
09/25/2013
A former accountant for Bernard Madoff has been indicted on charges he helped the convicted swindler defraud thousands of customers in the Ponzi scheme masterminded by Madoff, nearly five years after the fraud was uncovered.