09/15/2023
Why the FCA could be restricting Raymond James
Dodgy tech systems, concerns over suitability, scrutiny over client cash controls, and anxiety over Raymond James’s ‘flexible’ model may have fed into the FCA’s restrictions.
Legal,Regulation,Tax & Compliance
09/13/2023
How the PUK Became a Bad Bank for Regulation
National Councilor and parliamentary group president Thomas Aeschi of the SVP directed a barb on the topic of Credit Suisse at FDP president Thierry Burkart.
09/12/2023
Carey Olsen pair named NextGen Leaders by eprivateclient
The NextGen Leaders list, which replaces eprivateclient's prestigious annual UK and UK Crown Dependencies Top 35 Under 35, recognises outstanding professionals working in the legal and finance sectors
09/12/2023
Societe Generale and Brookfield partner to launch a EUR 10 billion private debt fund
The seed fund will focus on two strategies
09/11/2023
JPMorgan Chase, Goldman Sachs, UBS and Morgan Stanley Agree To Pay $499,000,000 Over Anti-Competitive Accusations
The pension funds accuse the banks of trying to corner the market with their own system called EquiLend, while hindering the development of new platforms that would execute the borrowing and lending of electronic securities.
09/08/2023
Nordea AM Secures Singapore License
The new hub will also be integrated with NAM’s «ESG-focused internal investment boutiques as well as its portfolio managers covering equities, fixed income and multi-asset investments».
09/08/2023
Woodford investors could get £200m compensation in early 2024
Link Fund Solutions lays out the timetable for a final compensation programme for investors trapped in the Woodford Equity Income, subject to a likely December vote.
09/08/2023
Asian Captive Conference 2023: The Connected Risk Journey in Self-Insurance
Steering the risk journey in an ever-shifting captive landscape
09/07/2023
Alleged Launderer Assets Seized at Julius Baer, CS
Previously, Vang also had $2.6 million frozen at RHB Bank Bhd. and S$600,000 at UOB Kay Hian Pte.
09/07/2023
How much can a state guarantee cost?
The Federal Council recently wrote a corresponding message .
09/07/2023
European WMs stumped by Mifid directives in sustainability assessments
Over half (57%) said that they do believe that it will improve investor outcomes, and 11% are not sure whether it will or not.
09/05/2023
The twilight of the financial ecosystems
With the measure, Helvetia is reacting to the “challenging environment” for Moneypark's business, as the St. Gallen insurer said on Tuesday.
09/05/2023
Quilter Cheviot to red card weak investment company boards
The investment management arm of Quilter flexes its muscles and prepares to vote against investment trust boards after investigating their effectiveness.
09/05/2023
European asset managers reject plans for tigher liquidity rules
The FSB proposes that funds are placed in one of three "buckets" to reflect the liquidity of their assets.
09/01/2023
Discontinuation of recognition as a minimum standard of the “Allocation Directives for the New Issues Market”
The SBA intends to continue this self-regulation as voluntary self-regulation in the future.
08/31/2023
Quilter Cheviot launches tax-efficient short-term bond strategy for discretionary clients
The discretionary strategy is tailored for tax efficiency and therefore is relatively more attractive for higher or additional rate taxpayers.
08/31/2023
DBS, BOS also creditors to alleged money launderers’ Singapore firms
The documents show the firms have a relationship with the banks stretching back about one to two years before the arrests.
08/30/2023
Phillip Schofield 'hires team of wealth management accountants to look after his finances' after admitting his TV career is over
After he admitted he lied to his long-term co-presenter Holly Willoughby, the broadcaster and his talent agency YMU he dramatically resigned from his This Morning role.
08/30/2023
Lula Signs Provisional Measure to Tax Super-Rich Funds
President sanctions proposal that created a new value policy for the minimum wage and increased the Income Tax exemption range
08/30/2023
VT5 activity update 9M 2022/2023
VT5 Acquisition Company AG / Key word(s): 9 Month figures