GAM Settles FCA Probe Into Greensill
The GAM Group’s cash, and capital position remains robust.
Legal
2108 articles found
Financial promotion exemptions for high net worth individuals and sophisticated investors: a consultation
This consultation proposes reforms to these exemptions, responding to economic, social and technological changes
‘The definition of a tax haven is changing’
“In the last few years, some academics and politicians have changed the way they think about tax havens to focusing on where there's a lot of profits and not as many employees or assets.”
Robust, repeatable and reliable
For advisers who are seeking to outsource their investment services, they need a partner that has a proven history of delivering exactly what the regulator is looking for – a proven robust, repeatable and reliable solution.
Swiss Court Acquits Private Bank's Ex-CEO
The court rejected the bank's, Leemann's, and Aabar's request for compensation of damages.
NatWest fined £264.8 million for anti-money laundering failures
This is the first time the FCA has pursued criminal charges for money laundering failings.
Decision by the French Court of Appeal
UBS takes note of the French Court of Appeal’s decision.
ASIC cancels AFS licence of Premier Wealth Management
Premier Wealth Management has the right to seek a review of ASIC’s decision by the Administrative Appeals Tribunal.
UBS chief investment office stops coverage of U.S. dollar-Turkish lira pair
UBS is the largest wealth manager globally and its Global Wealth Management unit had invested assets of $3.2 trillion as of the third quarter 2021.
UBS Faces Tough Decision After Ruling
UBS has a few days to decide whether it will accept the ruling or take the case to a high-instance court.
French court set to rule on record UBS fine
The Paris appeals court is set to rule on whether to confirm or adjust the penalty against Switzerland's largest lender, which was imposed after an initial trial in 2019.
UBS can get reduced buses in France
The UBS share reacted at times with a price increase of 3 percent on the stock exchange.