Legal Archives - Page 104 of 212

Robust, repeatable and reliable

December 15, 2021

For advisers who are seeking to outsource their investment services, they need a partner that has a proven history of delivering exactly what the regulator is looking for – a proven robust, repeatable and reliable solution.

Legal

Swiss Court Acquits Private Bank's Ex-CEO

December 15, 2021

The court rejected the bank's, Leemann's, and Aabar's request for compensation of damages.

Legal

NatWest fined £264.8 million for anti-money laundering failures

December 14, 2021

This is the first time the FCA has pursued criminal charges for money laundering failings.

Legal

Decision by the French Court of Appeal

December 14, 2021

UBS takes note of the French Court of Appeal’s decision.

Legal

ASIC cancels AFS licence of Premier Wealth Management

December 14, 2021

Premier Wealth Management has the right to seek a review of ASIC’s decision by the Administrative Appeals Tribunal.

Legal

UBS chief investment office stops coverage of U.S. dollar-Turkish lira pair

December 14, 2021

UBS is the largest wealth manager globally and its Global Wealth Management unit had invested assets of $3.2 trillion as of the third quarter 2021.

Legal

UBS Faces Tough Decision After Ruling

December 14, 2021

UBS has a few days to decide whether it will accept the ruling or take the case to a high-instance court.

Legal

French court set to rule on record UBS fine

December 13, 2021

The Paris appeals court is set to rule on whether to confirm or adjust the penalty against Switzerland's largest lender, which was imposed after an initial trial in 2019.

Legal

UBS can get reduced buses in France

December 13, 2021

The UBS share reacted at times with a price increase of 3 percent on the stock exchange.

Legal

Massive money-laundering probe heartens anti-corruption activists but fails to lift Pandora Papers’ pall over Seychelles

December 12, 2021

The African tax haven, recently removed from the EU’s blacklist despite uproar, is prosecuting its first major money laundering case against an influential couple who feature among the wealthy elites in the Pandora Papers.

Legal

Billionare Surrenders $70 Million of Stolen Antiquities

December 10, 2021

His unprecedented lifetime ban on collecting ancient relics demonstrates the importance of due diligence for art collectors.

Legal

2020 MAP statistics released on OECD “Tax Certainty Day”

December 10, 2021

Members of the BEPS inclusive framework commit to implementing the action 14 minimum standard, which requires participation in a peer review process and reporting of MAP statistics based on an agreed reporting framework.

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