Finma license: "We did it without external help"
The entire process at his company, which with five employees is one of the smaller representatives of the industry, took a total of around nine months.
Legal
2117 articles found
HNWs could be denied access to FSCS
The FCA said it had looked at claims processed over 2020 and 2021 in order to consider the impact such an exclusion would have.
The pitfalls of over-reliance on economics research in corporate tax policy
The chosen approach was highly controversial even within the MoF. High-ranking civil servants found meaningful short-term impact unlikely.
EU fines banking giants €344 million over FX price fixing cartel
The Commission's investigation focused on the trading of the G10 currencies, the most liquid and traded currencies worldwide.
Federal Council initiates consultation on automatic exchange of information with twelve more partner states
ith the introduction of the automatic exchange of information with emerging market and developing economies, Switzerland is committed to international standards to combat financial crime, tax evasion, money laundering and corruption.
Meyado Private Wealth Management UK in liquidation
Financial Services Compensation Scheme says people may be eligible to claim redress
EU Commission fines UBS, Barclays, RBS, HSBC and Credit Suisse
The Commission has adopted today a decision imposing a total fine of € 261 million
Offshore SPACs Listing on the London Stock Exchange
The Hambro Perks SPAC is a Guernsey company. Companies formed in Guernsey, Jersey, the Cayman Islands, the BVI and Bermuda (“Offshore”) all have similar benefits making them attractive as SPACs for listing on the LSE, which are summarised in t
Germany Raids Big-Four Firm Over Swiss Tax
German officials raided the offices of PwC in Frankfurt over allegations of a Swiss tax scheme that may include current partners of the big-four consulting firm.
Citi, Commerzbank Named in Congo-China Corruption Scandal
The deal was meant to help rebuild critical infrastructure in the DRC, improving the lives of everyday citizens.
Criminal Case Reveals Breach of Swiss Banking Secrecy
Violations of data confidentiality can be punished with up to three years in jail under Swiss law.
European Commission’s Proposals for reform of AIFMD, UCITS Directive and the ELTIF regime
Welcome changes or regulatory creep?