Legal Archives - Page 21 of 211 - Managers of Wealth

FINMA provides information on the status of licences issued to portfolio managers and trustees

March 11, 2025

The new licensing requirements, which must be complied with at all times, primarily serve to protect investors from unfair business practices and to strengthen the reputation of the Swiss financial centre.

Legal

Saffery Trust Associate Director receives STEP Founder’s Award for Outstanding Achievement

March 6, 2025

In 2023, under Matthew’s leadership, Guernsey became the first jurisdiction globally to launch STEP NextGen, followed by the Cayman Islands STEP NextGen initiative, which is sponsored by Saffery Trust.

Legal

BaFin imposes heavy fine on Deutsche Bank

March 5, 2025

Deutsche Bank had violated organizational obligations under the Securities Trading Act in connection with the sale of currency derivatives in Spain.

Legal

FinTech start-up SWISS4.0 SA in liquidation

March 4, 2025

FINMA has engaged Valfor Avocats Sàrl as the bankruptcy liquidator.

Legal

Confidence in economy among wealthy Britons falls to record low with inheritance tax a major concern

February 18, 2025

Among the wealthy, confidence in the economy has fallen to 48 per cent, down from 84 per cent just six months ago.

Legal

Mishcon de Reya's Private Client lawyers ranked in ALM Private Client Directory 2025

February 14, 2025

The directory features the top 250 individuals chosen by their own peers within the private wealth industry.

Legal

Bedell Cristin Advises on Sale of Advisa Wealth

February 13, 2025

Advisa’s trusted brand and financial planning expertise is expected to complement Titan Wealth’s existing services.

Legal

MAS Tightens Family Office Supervision

February 10, 2025

Last summer, finews.asia commented on how the scandal involved six family offices receiving official tax benefits, saying it would result in sustained and prolonged regulatory scrutiny.

Legal

Unforeseen consequences: How far reaching will US tariffs be?

February 6, 2025

Experts at SJP explore the potential long-term ramifications of the latest in protectionist measures.

Legal

PIMFA calls for an ambitious and assertive approach in modernising the redress system

February 3, 2025

The trade association urges the FCA to reconsider the role of FOS, and explore consolidating the regulatory regime for CMCs

Legal

New Code of Conduct makes ABN AMRO’s procurement policy more sustainable

January 30, 2025

The bank’s new Supplier Code of Conduct now sets out clearer expectations for companies working with ABN AMRO.

Legal

UK to soften tax rules for wealthy foreigners after millionaire exodus, Rachel Reeves says

January 24, 2025

The U.K. is to soften some planned changes to its controversial non-dom tax rule following concerns of a millionaire exodus, the Treasury has confirmed.

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