AFSL deficiencies identified at Sanlam Private Wealth
It offers portfolio services, funds management, wealth advisory and corporate finance.
Legal
2116 articles found
Bahamas' strong financial services laws, products highlighted at STEP Asia
“STEP Asia was a highlight to end the last quarter of 2024,” said Lawrence.
M&G sues Royal London over £86m Ascentric purchase
Asset manager looks for at least £27m in damages on back of investments in high-risk bonds.
UBS' Reaction to PUK Report
The report confirms UBS's own opinion that the collapse of CS was the result of years of strategic missteps, mismanagement, and reliance on substantial regulatory concessions.
FCA regulated? Keep these regulatory themes top of mind for 2025
We’ve been reflecting on the big regulatory changes we’ve seen in the UK this year and how they impact what we all need to be thinking about as we move into the new year.
Federal Council issues opinion on report of Parliamentary Investigation Committee concerning Credit Suisse
In its report for the attention of the Federal Assembly, the Federal Council sets out its position on the PInC's recommendations, motions and postulates.
Jeff Bezos saved around $1 billion in taxes by moving to a ‘billionaire bunker’ in Florida
Since his move in early 2024, Bezos has sold an estimated $13.6 billion worth of Amazon stock, according to Forbes.
New International Inheritance Law Boosts Swiss Financial Center
While this arrangement may seem straightforward, it often posed challenges in complex cases.
Tax rises for Charities in the UK following the October Budget Announcement
The uplift comes amidst other pressures facing the charities sector, including a 6.7% rise in the national living wage effective from 1 April 2025.
FINMA concludes proceedings against Leonteq
LTQ cooperated well with FINMA during the proceedings.
Praxis expands UAE offering with Sandshore acquisition
The acquisition of Sandshore builds our expertise further through the addition of five highly qualified and experienced professionals who take the same meticulous approach to client service as our existing team.
Did UBS harass two whistleblowers?
Forissier accuses his former employer of harassing him and a former marketing manager after the two uncovered the bank's efforts to help wealthy French people evade taxes.