Legal Archives - Page 35 of 212 - Managers of Wealth

FCA publishes details of common application shortcomings for prospective asset managers

May 20, 2024

The FCA identified a number of common errors that applicants should avoid when applying for authorisation for asset management activities.

Legal

Labuan IBFC Inc. and RAM jointly host event on Labuan captive solutions for self-insurance

May 17, 2024

This collaboration arises from RAM’s LECA rating service for credit and performance evaluation of Labuan IBFC licensees

Legal

Rules of conduct under FinSA: FINMA launches consultation on new circular

May 16, 2024

The Financial Services Act (FinSA) has been in force since the beginning of 2020.

Legal

New Finma director pours fuel on the UBS fire in his first speech

May 15, 2024

It made sense that Stefan Walter made his first industry appearance before the small bank symposium.

Legal

MAS fines wealth firm Swiss-Asia for AML breaches

May 8, 2024

The wealth firm was slapped with a S$2.5m fine for various AML breaches during a four-year period.

Legal

Crypto regulation in the UK: what are stablecoins?

May 1, 2024

The rationale behind the legislative approach was, along with other jurisdictions, to bring cryptoassets into the same regulatory perimeter as other asset classes.

Legal

AFH sues ex-adviser for £1.6m in restricted covenant breach claim

May 1, 2024

The wealth firm alleges that ex-adviser Samantha Baker broke a restricted covenant to take 121 clients with her to Regentia Lifestyle Planning.

Legal

Insurance intermediaries: mandatory follow-up documentation to be submitted to FINMA by the end of June 2024

April 30, 2024

Insurance intermediaries who submit their follow-up documentation by then may continue to operate as insurance intermediaries until FINMA decides whether they meet the registration requirements.

Legal

Ireland’s super rich have ‘duty’ to pay more tax, says Oxfam Ireland CEO amid calls for wealth tax

April 29, 2024

In a turn for the books, a growing number of the world’s super rich are demanding their respective governments make them pay more tax.

Legal

Pollen Street Capital acquisition of Mattioli Woods approved by over 95% of shareholders

April 26, 2024

The acquisition of Mattioli Woods by Pollen Street Capital was approved by over 95% of shareholders who voted.

Legal

Billionaires should pay 2% wealth tax, say G20 ministers

April 25, 2024

Ministers from Brazil, Germany, South Africa and Spain say the levy would boost social justice and fight climate change

Legal

Andy Cole and other ex-footballers join scam victims in HMRC campaign

April 19, 2024

Campaigners call for an end to the taxman’s perceived harsh tax collection tactics as victims of financial misconduct recount sleepless nights waiting for tax bills.

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