Independent audit confirms that the loans are granted correctly
The audit report confirms the regularity of the lending and classifies the bank's credit policy as conservative
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Second Cazenove director exits for wealth boutique
Rob Hodgson has joined Vermeer Partners as a financial planning director, working alongside managing director and former Cazenove colleague Chris Hogarth.
Ex-Man Utd footballer sues his former SJP adviser over £750k unclear fees
Chris Smalling is suing Klipp Wealth Management, a representative of SJP, for £750,000, alleging it failed to accurately disclose fees.
Morgan Stanley Dives As Regulators Open Wealth Arm Probes
The regulators are investigating whether Morgan Stanley has properly investigated potential clients and their sources of wealth, as well as how it monitors their financial activity.
Woodford points finger at Link and FCA as watchdog proposes action
Regulator claims fund manager Neil Woodford had a defective and unreasonably narrow understanding of his responsibilities.
UBS Tries to Reverse CS Judgement in Singapore
A court in the city-state is currently wrestling with the hundreds of millions of dollars in client damages.
UBS has considered an alternative for CS business in China
The major Swiss bank could sell its majority stake in the Credit Suisse (CS) securities trading joint venture in the People's Republic directly to a local government fund.
Using bond ladders to manage liquidity
Bond ladders can be a useful tool to help investors balance their liquidity needs with stable income generation.
Wirecard shareholders want to block EY restructuring
They fear that the company is trying to shirk its financial responsibility.
AML within wealth and asset management – major questions resolved
AI streamlines the detection of irregularities, not only bolstering a firm’s efforts in thwarting financial crimes but also significantly enhancing operational efficiency.
The latest changes impacting employers with UK employees
The changes are designed to encourage employers to take a proactive approach to preventing sexual harassment in the workplace.
The Qualifying Asset Holding Company regime in practice – what have we learnt?
One critical point is that QAHCs are not available to every structure.