04/07/2013
RBC Wealth Management Hires London-Based Director For East Asian Clients
She joins from EFG Private Bank, where was tasked with building a book of high net worth Chinese resident and non-resident clients.
Executive Moves
04/07/2013
Deutsche Bank appoints new head of wealth management in Asia Pacific
He will report to Ravi Raju, head of the firm in Asia Pacific.
04/07/2013
Ashcourt Rowan poaches Burnham from Brewin Dolphin
Ashcourt Rowan has hired Brewin Dolphin investment manager Harry Burnham
04/07/2013
Saffery Champnes promotes three senior managers to partnership
Saffery Champnes has promoted three senior managers to partnership in its London, Bournemouth and Harrogate offices.
04/07/2013
Sarasin & Partners appoints new Head of Marketing
Prior to Goldman Sachs, she was a senior marketing manager at Fidelity Worldwide Investment and previously held managerial positions at Skandia Investment Group and AXA Investment Managers.
04/04/2013
UBS’s Ersoff, Herman Said to Leave CMBS Co-Head Roles After Week
They were named co-heads of real-estate finance and mortgage-backed securities after Kenneth Cohen exited to become the global head of commercial real estate at Bank of America in New York, UBS confirmed on March 28.
04/03/2013
Morgan Stanley advisers go independent with Prospera
Advisers Stephen Shipley and John Rubottom moved to Prospera last week from Morgan Stanley Wealth Management
04/02/2013
HSBC names new French CEO
He has been with the HSBC group for over a decade, having joined in 2001 to create HSBC Global Asset Management's Italian affiliate.
04/02/2013
Morgan Stanley co-head of North American bank group leaves
The North American banking group advises depository institutions on mergers and acquisitions and helps them issue stocks and bonds.
04/02/2013
UBS' Ex-Managing Director Joins OTR
UBS has lost at top hedge fund relationship manager.
04/02/2013
Outgoing FSA chairman Turner joins US think-tank
Outgoing FSA chairman Lord Adair Turner is to take up a role with a US think-tank run by George Soros
04/02/2013
Barings appoints head of sales for Germany and Austria
He Lars joins Barings from Henderson Global Investors
04/02/2013
BlackRock multi-asset chief steps down
He currently co-manages the £105m Balanced Income fund, along with a number of other multi-asset mandates.
04/01/2013
Morgan Stanley Hires Wells Fargo, Merrill Advisers
While at Merrill, he generated roughly $1.1 million in annual production on $125 million in assets.
04/01/2013
Standard Chartered appoints North East Asia head of corporate finance
A former British naval officer, left UBS that same year to start his own boat repair and sales company.
04/01/2013
SEC ex-chief lands consulting-firm job
She will be based in Washington, D.C.
04/01/2013
Discretionary manaager hires business development manager
He joins from The Premier Group
04/01/2013
Dynasty expands with adviser team from Merrill Lynch
He and his team created Archford Capital Strategies in 2013
04/01/2013
Legg Mason's CEO Names Executive Leadership Team
Legg Mason has announced a series of appointments to align its executive leadership team with the Company's growth objectives.
03/28/2013
RBC Wealth Management Recruits Five from Morgan Stanley
RBC Wealth Management has strengthened its presence in Pittsburgh with the addition of five advisors with $2.8 million in combined production.