10/15/2019
This latest scandal is just further proof that Credit Suisse's own controls have completely failed, resulting in illegal activities which ultimately damage clients, shareholders and the public trust," a spokesman for CS Victims said.
10/15/2019
Miller continued that governance is correlated to culture as it is the responsibility of senior management to ensure that incentives are in place to encourage a diverse and inclusive culture.
10/15/2019
The full results of a Credit Suisse internal investigation into the fraud affecting CS Victims and involving a relationship manager who was convicted and sent to prison have never been released.
10/15/2019
It’s important to note that there’s no trepidation about transparency from a regulatory standpoint
10/15/2019
Graft is almost commonplace in Venezuela
10/14/2019
If your clients have entities with UK property which is generating rental income, they should ensure that appropriate returns are filed and tax paid by 31 January 2020.
10/14/2019
The public prosecutor's office therefore had to apply to the District Court Meilen for the unsealing of the confiscated objects.
10/14/2019
In many advanced economies, policy is not being conducted in a way that assists in providing some certainty to the decision-making process of local business.
10/14/2019
This will bring the debt capital market back to Switzerland.
10/11/2019
Released on Thursday 10 October, the Chambers UK Guide 2020 ranks Appleby’s Isle of Man office as Band 1
10/11/2019
The call, leaked to the Sunday Times, suggested SJP managing director Ian Gascoigne expressed concerns that the FCA would likely want to examine the firm’s use of early withdrawal charges further.
10/11/2019
SIX CEO Jos Dijsselhof said: ‘I am excited that the Shenzhen Stock Exchange and SIX will work together to further internationalise our respective securities markets."
10/10/2019
ECB and BaFin raise conflict of interest concerns over Jürg Zeltner’s other job as KBL chief
10/10/2019
Reyker provided custody and dealing services to around 15,000 retail and institutional clients.
10/10/2019
In short, AMLRs require financial services providers (FSPs) engaging in relevant financial business to establish systems to detect things like money laundering and terrorist financing.
10/10/2019
The regulator’s list includes companies that may be carrying out unauthorised or unsupervised wealth management and banking services.
10/09/2019
The surprising conclusion comes as Bern cultivates closer ties to Switzerland's finance industry; the banking lobby's CEO is the former top Swiss finance diplomat, Joerg Gasser.
10/09/2019
It is estimated by the Swiss National Bank that India deposits account for 0.07% of the total aggregate foreign client funds held with Switzerland-based banks.
10/09/2019
OpenInvest's technology will enable BancWest Investment Services to generate customized investment portfolios tailored to each individual client's values at a granular level
10/09/2019
The new OECD proposal brings together common elements of three competing proposals from member countries